DUS Forms & Exhibits


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The following Forms and Exhibits are listed in alphabetical order. Click on the corresponding exhibit number or form number from the Fannie Mae DUS® Guide to download the file. The Form Number is also listed where applicable.

Note: Each form or exhibit is presented as either a Microsoft® Word, Excel or an Adobe® Acrobat® PDF file.

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Form Title Exhibit Number Form Number
12 Month Notice to Borrower (In Place Loans) XIII-2
12 Month Notice (Choice Loans) XIII-1
12 Month Notice-Marketing Oriented (Choice Loans) XIII-1a
6 Month Notice to Borrower (In Place Loans) XIII-2a
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Action Code Reject Report (LRR52901) XI-23
Addendum to Risk Sharing agreement III-54
Application for Fannie Mae Approval II-1 1000
Application for Partial Release V-2 236
Appraisal Report and Addendum III-4 1050
Appraisal Report - Residential Income Property III-4a
ARM Mortgage Instructions IV-5a
Assumption of Liability Endorsement III-47 858
Authorization for Verification of Credit and Business References II-2 1001
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Cash Disbursement Request XI-28 571
Certificate of Lender XIV-4
Certification to Project Rent Roll and Instructions III-3 4243
Certified Multifamily Ownership and Loan History Statement III-13
Checklist of Issues to Consider In Doing a Workout Analysis V-23
Commitment Request Worksheet XIV-3
Comparison of Same Month Pooling Delivery and Standard Delivery XI-10
Consent to Interim Loss Sharing Agreement VII-2
Construction Advance Loan Delivery Package Table of Contents XV-2 4517.FCAL
Counsel Designation Request 4625
Credit Enhancement Activity Report XIV-5 4090
Credit Enhancement Information XI-9
Credit Enhancement Information XIV-2
Custody Document Transmittal V-5 276
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Description of Insurance Policies III-11
DUS Collateral Notification Form VII-4
DUS Delinquent Loan Report VII-1
DUS Final Settlement of Loss Calculation VII-5
DUS Interim Loss Sharing Request for Reimbursement Report VII-3
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Electronic Delivery Option Consent Form Signature Page 4634
Engagement Letter for Appraiser and Instructions V-21
Engagement Letter for Environmental Consultant and Instructions V-22
Engagement of Counsel Letter and Instructions V-20
Example of Yield Maintenance Calculation In Connection with a Full Prepayment V-3
Example of Yield Maintenance Calculation In Connection with a Partial Prepayment (application of LOC Proceeds) V-4
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FHA Pre-application for a Reservation of Risk Sharing Units III-48
FHA Risk Sharing Sources and Uses Statement III-50
Final Maturity Due Date (LRR02801) XI-21
Form of Bailee Letter (Warehouse Bank) - MBS/DUS XI-6
Form of Bailee Letter (Warehouse Bank) - Cash Purchase III-35
Form of Commitment Confirmation IV-2
Form of Commitment Confirmation (DUS ARM) XII-1
Form of Commitment Confirmation (MBS/DUS) XI-1
Form of Opinion of Counsel to Issuer of Letter of Credit IV-6
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Ground Lease Analysis III-14 461
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HUD Region Codes and State/Area Codes and Jurisdictions III-49
Hedge Delivery Information 4643
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Instructions for Preparing the Construction Advance Loan Delivery Package XV-3 4600.FCAL
Instructions for Preparing the Rate Lock Loan Delivery Package XV-6 4600.FRLL
Insurance Loss Payee Notice Letter V-24
Irrevocable Letter of Credit and Sight Draft III-6
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Late and Partial Payment-Fees (Optional) Assessed Form Letter and Instructions V-16
Late Payment-Fees Assessed form Letter and Instructions V-13
Late Payment-No Fees form Letter and Instructions V-12
Lead-Based Paint O&M Agreement X-3
Lender Recap Report (LRR01201) XI-19
Lender Record Information II-3 582
Lender Substitution Notice Cover Memo 4647
Letter of Authorization for Multifamily Collateral Agreement Custodial Account and Instructions VI-9 2051
Letter of Authorization for Multifamily P&I Custodial Account and Instructions VI-8 2050
Letter of Authorization for Multifamily T&I Custodial Account and Instructions VI-10 2052
Letter of Credit Certification Form III-7
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Master Electronic Delivery Agreement and Instructions XI-8
MBS/DUS Participating I with Subordinate Mortgage Financing Provided by Krupp XI-11
MBS/DUS Participating II with Subordinate Mortgage Financing Provided by Krupp XI-12
Modified Risk Supplement III-51
Monthly Payment/Rate Change and Instructions XII-2 2040
MORNET Version of Multifamily Financial Analysis of Operations V-7 4254
Mortgage Bankers Financial Reporting Form II-6 1002
Mortgage Purchase Summary III-8 4249
Multifamily ARM Conversion Underwriting Form XII-3
Multifamily Asset Management Delegated Transaction Form 4636
Multifamily Authorization for Automatic Transfer of Funds and Instructions VI-7 1055
Multifamily Collateral Agreement Custodial Account Analysis and Instructions VI-3 487
Multifamily Document Request Release Form 4646
Multifamily MBS/DUS Pool Delivery and Instructions XI-2
Multifamily Pricing Screen (Cash) IV-1
Multifamily Principal and Interest (P&I) Custodial Account Analysis and Instructions VI-1 485
Multifamily Taxes & Insurance (T&I) Custodial Account Analysis and Instructions VI-2 486
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No Payment-Fees (Optional) Assessed Form Letter and Instructions V-17
Notice of Lender's Address/Wiring Instructions 4259
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Officer's Certificate 4258
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Partial Payment-Fees Assessed Form Letter and Instructions V-15
Partial Payment-No Fees Form Letter and Instructions V-14
Permanent Mortgage Loan Conversion Package Table of Contents XV-7 4517.FPML
Phase II Environmental Assessment X-2
Physical Needs Assessment Forms and Instructions III-12
Physical Needs Assessment Forms and Instructions (abbreviated) III-12a 4610/4610a
Pool Deficiency Summary/Guaranty Fees to Be Paid Report (LRR53901) XI-24
Pool-to-Security Reconciliation Detail Report (LRR54101) XI-25
Pre-Construction Monitoring Package XV-4 4543
Pre-negotiation Form Letter and Instructions V-18
Pre-negotiation Form Letter-Milder Version that deletes NOI and Loan Document Provisions and Instructions V-19
Property Assessment Form 4262
Property Assessment Form - Catastrophic Loss 4261
Property and Liability Insurance Warranty III-10
Property and Liability Insurance Warranty (Streamlined) III-10a
Prospectus Supplements for MBS/DUS Participating I and II XI-4
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Rate Lock Loan Delivery Package Table of Contents XV-5 4517.FRLL
Receipt of Gap Collateral 4649
Reconciliation of Interest Rate/Pass-through Rate and Instructions XI-27 473a
Reconciliation of LASER Mortgage Portfolio and Instructions XI-26 473
Remittance Update Report (LRR01401) XI-20
Report of Multifamily Hazard Insurance Loss V-1 178
Request for Approval of Multifamily Servicing Transfer II-7 630
Risk Sharing Request Data Sheet III-55
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Section 8 Housing Assistance Payment "HAP" Review Sheet III-36
Standard Flood Hazard Determination (FEMA form 81-93) III-46
Standard MBS/DUS (Example of Prepayment Premium Calculation using the Yield Maintenance Option), MBS/DUS Bond Credit Enhancement (Example of Prepayment Premium Calculation), and MBS/DUS Participating I and II (Example of Prepayment Premium Calculation) XI-5
Standard form MBS/DUS Prospectus Supplement XI-7
Streamlined Underwriter's Narrative 4605
Streamlined Underwriter's Narrative Spreadsheets 4605a
Substitution Sponsor Eligibility Request Form 4648
Surveyor's Certificate III-5
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Title Insurer Rating Agencies III-34
Transaction Type 32 (Servicing Transfer Record) XI-18
Transaction Type 80 (Subservicer Transaction Record) XI-17
Transaction Type 81 (Lender Loan I.D. Change Record) XI-16
Transaction Type 82 (Loan Address Change Record) XI-15
Transaction Type 96 (Loan Activity Record) XI-14
Trial Balance Report (LRR03201, LRR53101, LRR53601) XI-22
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Underwriter's Narrative III-2
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Watchlist Action Plan 4645
Weekly Variable Rate Demand Bond - Information for Closing Memo XIV-8
Wire Transfer Instructions IV-7 4639
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If you have any questions regarding one of the forms or exhibits listed, contact a Multifamily representative.
Multifamily representative

Important Legal Notice
Any multifamily lender is authorized to reproduce verbatim and use the forms accessible from this page solely in the course of its regular lending business activities. All other restrictions described in the Legal Information section of the Web site remain in full effect. All conditions applicable to Fannie Mae approved Multifamily Lenders remain in full effect. All users are advised that most changes to the Fannie Mae form Loan Documents (even those made using a standard Fannie Mae modification Exhibit or Schedule) must be approved in writing by Fannie Mae prior to the delivery for purchase of any Multifamily Loan to Fannie Mae.

The forms accessible from this page are revised on a regular basis. Fannie Mae is not responsible to notify any user, other than Fannie Mae approved Multifamily Lenders, of any changes made to the Loan Documents. The user is responsible for determining whether it has the most up-to-date publication.